We are the only specialist consultancy firm in the legal sector that has developed and rolled out high quality cloud based COLP & COFA compliance software. Unlike other products, this system is built for speed and simplicity. Rather than incorporating superfluous features, it is designed to get the job done in as little as 10 minutes or less per month. If you use it, you will be able to demonstrate to the firm’s managers and the SRA that you are compliant with the SRA Standards and Regulations.

The Compliance Caddy is used by over 150 law firms and is the most economical compliance software on the market.

Principally the Compliance Caddy it is designed to help small and medium sized firms meet all of their COLP and COFA obligations.

Software Features

  • A comprehensive suite of Central Records
  • Annual Reviews of Central Records
  • COLP and COFA monthly checklists
  • SRA Competence Based Training Plans and Records
  • Employee Records, including Appraisal Forms & Induction Forms
  • Interactive File Review Checklists and Records
  • Compliance Registers, including Breaches, Risks, Software & Staff Lists
  • Business Continuity Plan Key Contacts and Testing
  • Anti-Money Laundering Compliance Registers
  • Document & Training Library (optional)
  • Covid 19 Resources (optional)
  • GDPR, including Data Protection Audit & Processing Record and Contact Information, Central Register of Consents, Records of Subject Access Requests, Record of Personally Owned Devices & Register of Document Destruction

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Free Brochure

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Contact us

For a live Demo of our compliance software, please call 01509 214 999, send us an email or complete the free enquiry form below.

What Clients Say

We have found the software to be invaluable in ensuring SRA compliance and managing our Lexcel accreditation. The COLP and COFA checklists provide us with a clear guide about the questions we should be asking.

Helen Johnson
Solicitor Advocate and Managing Partner, Johnson Astills
Past President, Leicestershire Law Society

Our compliance system revolves around Compliance Caddy and we love it!  It also really helps with Lexcel accreditation and our assessor finds it very easy to use.

Ranjit Thaliwal
Director, Thaliwal and Veja Solicitors
Past President, Leicestershire Law Society

The software is very user friendly and our firm relies on it. Our Lexcel auditor was very impressed with it.

Lynette Chin
Practice Manager, JD Spicer Zeb

A simple to use intuitive system that enables us to demonstrate compliance without effort. The time saved means that it more than pays for itself.

Paul Tubb
Partner, Senior Solicitor and Higher Court Advocate, Mander Cruickshank Solicitors

Breydons use the DG Legal Compliance Caddy on a daily basis.  I would recommend DG Legal and Compliance Caddy to any law firm in the continuing battle to remain contract compliant.

Rob New
Director, Breydons Solicitors

Compliance Caddy makes life much easier.  I feel sorry for those that do not have this great product.

Gina Samuel-Richards
Director and Solicitor, AGR Law

We are a monthly retainer customer and they have really taken the worry out of our ongoing regulatory requirements with useful tools like the compliance caddy.

Matt Carr
Director, Ahmed Rahman Carr Solicitors Limited

I’m all for things that save me time and money and Compliance Caddy does just that.

Rafique Patel
Senior Partner, Bond Adams LLP

I love the security of having a product which is a bridge between us and our regulator.

Sarah Mills
Practice Manager, Dodds Solicitors LLP

It does what it says on the tin. It is an excellent product.

William Griffin
Practice Manager, The DM Partnership

I really like it, I’m a real fan.

Samantha Wynder
Professional Support and Development Manager, Bond Adams LLP

It’s totally transformed the way that we undertake our compliance.

Lawtons Law

An excellent tool in the effective running of our firm.

Football Law Associates