Compliance Caddy

a simple, TIMESAVING AND inexpensive solution to compliance management for law firmS.

We are the only specialist consultancy firm in the legal sector that has developed and rolled out high quality cloud based COLP & COFA compliance software. Unlike other products, this system is built for speed and simplicity. Rather than incorporating superfluous features, it is designed to get the job done in as little as 10 minutes or less per month. If you use it, you will be able to demonstrate to the firm’s managers and the SRA that you are compliant with the SRA Standards and Regulations.  Principally it is designed to help small and medium sized firms meet all of their COLP and COFA obligations. It includes the following features:

  • A comprehensive suite of Central Records
  • Annual Reviews of Central Records
  • COLP and COFA monthly checklists
  • SRA Competence Based Training Plans and Records
  • Interactive File Review checklists and records
  • Compliance Registers (Breaches, Risks, Software & Staff Lists)
  • Business Continuity Plan and testing
  • Anti-Money Laundering Compliance Registers
  • Document & Training Library (if the firm is a retainer client)
  • GDPR (Data Protection Audit & Processing Record and Contact Information), Central Register of Consents, Records of Subject Access Requests & Record of Personally Owned Devices)

Reassurance at a small price – £100 per month

For a demonstration or more information about how Compliance Caddy can help your firm, please contact the team on at info@dglegal.co.uk or send us a message

Get in touch

If you would like further information on any of the services mentioned on this site or would like to arrange a discussion with one of our consultants, please send an email or contact us by completing this form.

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