I have spent nearly 7 years battling through LAA compliance on my own and the extremely valuable retainer I now have in place means I do not have to any longer. It's a real weight off my mind, especially in these difficult times. Within 2 weeks it has paid for itself several times over. Cannot recommend the team at DG Legal highly enough.
Director | Boyle Tricks Leonard
Most of our clients prefer to use our services on a retainer basis simply because the cost is far cheaper than instructing us on an hourly rate or fixed fee basis. The scope and nature of the services provided tends to vary from firm to firm, as each organisation has different needs and priorities.
Services Usually Included in our Retainer Arrangement
Professional Grade Cloud COLP & COFA Software
Our high quality cloud based COLP & COFA compliance software is built for speed and simplicity. Rather than incorporating superfluous features, it is designed to get the job done in as little as 10 minutes or less per month. If you use it, you will be able to demonstrate to the firm’s managers and the SRA that you are compliant with the SRA Standards and Regulations.
A highly rated concise compliance bulletin covering what you need to know and what action you must take.
This document is provided on a regular basis and includes news and updates from regulators including the Law Society, Legal Aid Agency, Information Commissioner’s Office and the Solicitors Regulation Authority. It is written in plain English and provides clear guidance and, where appropriate, specimen wording to adopt.
I have had the benefit of some excellent support and advice from David Gilmore and his colleagues at D G Legal over many years, and, most recently, from Catherine Harper whose services I recommend without hesitation. Dealing with Catherine felt like having an extra specialist on our in house compliance team. She completely understood what was required and provided excellent advice and support in a professional and proactive way. Catherine was completely on top of Lexcel 6.1, understood our approach to the challenges of GDPR and the new Money Laundering regulations, and offered informed and practical assistance throughout. The whole experience was a very professional, calm and reassuring one and I look forward to working with the DG Legal team again on our next compliance challenge. I would also commend DGLegal to anyone seeking advice regarding any aspect of the new SRA code of conduct coming into force on the 25th of November .
Partner & Practice Manager | Miles & Partners LLP
We are the country’s leading experts on legal aid and SRA audits. We have 25 consultants with up to date knowledge and skills about the scope and nature of each and every audit. For instance, we provide oral advice in advance of every legal aid Contract Manager visit and confirm all advice provided to you in writing.
We were ahead of the curve on the single biggest compliance issue of 2018.
We have delivered a number of expert courses on GDPR and for retainer clients we provide a toolkit and manual.
Our GDPR toolkit comprises of:
- Data Security & Information Governance Manual
- GDPR Guidance Notes
- Data Protection Privacy Notice (for use in client care letters for cases started after 25 May 2018)
- Website Privacy Notice (for use on your website)
- Register of Personally Owned Devices
- Information data Audit/processing template incorporating guidance
- Template Data Processing Agreement
- Paragraph for Inclusion in Experts and other Instructions
Data Security & Information Governance Manual
The Data Security & Information Governance Manual includes the following policies & procedures:
- Data Protection
- Information Management & Security
- Transfer of Data to Third Parties
- Cybercrime and Fraud Prevention
- Acceptable Use of IT Facilities
- Use of Personally-Owned Devices
- Credit Cards
- Archiving, Retention & Destruction
- End of Employment
We have assisted hundreds of firms with their quality assurance assessments and have a 100% pass record. Our approach to recruit gamekeepers, has led to us to become market leaders in this field.
I highly recommend DG Legal. The advice and assistance I have been provided with has been invaluable in the LAA Tender and an SQM application. All the members of the team I have dealt with are knowledgeable (they are experts in their field), accessible (quick responses to calls and emails) and friendly. In addition, the courses on offer are informative and a really good opportunity to network. As a retainer client, I feel DG Legal's services are excellent value for money.
Principal | Charles Paulin & Co. Solicitors
Expert Advisory Notes
Whenever there is a significant reform requiring your attention and action we prepare a plain English briefing explaining precisely what you need to do to remain compliant.
Examples of recent advisory notes are:
- 2017 Money Laundering Regulations
- The SRA Standards and Regulations Reforms
- SRA Financial Services Activity questionnaire
- Data Security
- The SRA Competence Statement
We can assist with helping you to respond quickly and appropriately to all SRA requests and annual returns.
For anyone with a legal aid contract in Crime I strongly recommend DG Legal with particular reference to Steve Keeling. His expert knowledge, thoroughness and response rate are all second to none. We are retainer client’s and I must say the service really is impeccable. We have held a legal aid contract for a very long time now however, since being with Steve Keeling, whom not to mention was previously employed by the LAA for a number of years, we have passed all of our audits with flying colours. At the end of a recent audit the auditor in fact stated the LAA was very impressed with our firm. I have to say DG Legal really are the best when it comes to compliance.
Practice Manager | Mann & Co
Business and Marketing Planning
We are able to provide practical assistance and ideas that work based upon experience gained by visiting more than 800 firms over the past 20 years. For example, we can teach you about how our clients have been able to get to the top of the Google search rankings and prove it to you.
Precedents / Templates
We ensure that our clients have up to date accurate documents. We have dozens of templates including a Quality Manual which complies with SRA, LAA and other legal and regulatory obligations. The Quality Manual is adapted to your firm’s needs and is updated regularly. Our category specific client care letters help ensure that you meet your obligations.
Our courses and guidance materials are different to most other providers. We don’t simply provide a meaningless set of PowerPoint slides. Our talks are accompanied by detailed course notes so that delegates don’t need to take notes or possess a powerful memory! Courses are always discounted for retainer clients. For further details, please see our Training Courses page.
Excellent legal consultants, we have been a retainer client for many years. David and the team are always there for help and guidance. They also hold regular training courses, which are very informative.
Partner | Foxes Solicitors
The price for this service depends upon the size of the firm and the precise scope of the service.