New Firm Authorisation

Applying for Authorisation

Setting up a new law firm is a daunting prospect. Applying for authorisation from the SRA requires a serious investment of time and money. The application process is complex, requiring large amounts of information on personnel, procedures and business planning to be supplied to the licensing authority. These information requirements can seem intrusive to business partners from outside the legal services community.

There are difficult issues of statutory and regulatory interpretation – for example as to who will have a ‘material interest’ in an ABS and require approval under the Legal Services Act.

Delays or hitches in the application process can have a serious impact on your business planning. You will need to manage this application process whilst running your firm and keeping external investors/business partners onside.

Top tips for applicants:

  • Engage with the licensing authority even before you put in your application;
  • Don’t underestimate the time and resources involved;
  • Provide as much relevant supporting information up front to the licensing authority with your application as you can;
  • Avoid unnecessary structural / key personnel changes during the application process.

How can we help?

We have a unique level of experience in this area and each year we help a number of new firms into existence, from traditional sole practices and partnerships to complex ABS to innovative niche firms.

For those organisations intending to apply for approval, we can offer a range of services from preliminary advice on key issues (e.g. separate business arrangements, what documentation and information may need to be provided, how your organisation’s structure and procedures may help or hinder an application) to hands on assistance and support with forms and the application process leading all the way up to authorisation.

Why choose us?

We have acquired unrivalled direct experience of applications for authorisation and a close working knowledge of the application process and regulatory framework, yet our charges are affordable by any practitioner.

What our clients say

DG Legal were there to support me with a very time limited application for authorisation when other Organisations weren't prepared to help.

Zaheer Mahmood
Director, Yorkshire Legal Limited

DG Legal have supported us through our successful applications for SRA approval and for a legal aid contract. They have always been professional and helpful. Happy to recommend them to others!

Emily Boardman
Partner, Boardman, Hawkins & Osborne LLP

An absolutely fantastic team!! They provided me with an outstanding service with a time limited application for authorisation.

Joy Diali
Director, ADJ Law

Contact Us

To discover more about how we can help your firm with compliance issues, please call 01509 214 999, send us an email or complete our free enquiry form.