PEPs, Simplified CDD & Enhanced CDD Webinar

On 10 November 2020, as part of our Anti-Money Laundering Webinar Series, we held a free short webinar to assist firms in understanding PEPs, simplified CDD & enhanced CDD.

Key Content

  • The difference between simplified CDD & enhanced CDD
  • Why and when simplified CDD & enhanced CDD are implemented
  • What is a PEP
  • How does a firm know if their client is a PEP
  • Q&A

Resources

We are pleased to share our PEPs, Simplified CDD & Enhanced CDD Webinar Slides with you.

Recorded Webinar

Please see a recording of the webinar below:

Speakers

Pat Estabrook

Pat Estabrook, Consultant, DG Legal

Pat has a hugely impressive amount of experience in compliance having worked for the Legal Complaints Service, the Solicitors Regulation Authority and as Head of Compliance of a large private law firm.  Pat’s particular areas of expertise include SRA compliance, file reviews and complaints handling but she has also a wealth of practical experience in law firm management.

David Gilmore, Director, DG Legal

David founded DG Legal in 2000. He has provided advice and assistance to hundreds of law firms and other legal organisations.  He delivers specialist consultancy and training on a wide range of topics including business management & strategy, tendering, compliance and quality assurance. In 2016 David was appointed as a Commissioner advising Lord Bach on policy relating to Justice and Legal Aid.


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